This list contains only the countries for which job offers have been published in the selected language (e.g., in the French version, only job offers written in French are displayed, and in the English version, only those in English).
HSBC is seeking an experienced professional to join as Vice President Compliance Assurance GSCs Regulatory Reporting. The role focuses on executing the Compliance Assurance assessment plan, assessing financial crime and regulatory compliance controls, and engaging with internal and external stakeholders.
Job Responsibility:
Play a lead role in executing the Compliance Assurance assessment plan, ensuring the accurate, efficient and timely completion of independent FC and/or RC control assessments
Oversee (where applicable) the quality of work delivered by testing teams and ensure compliance with global template, procedure and quality requirements
Understand and document the remit, process composition and team handovers of relevant controls
Proactively monitor FC and RC risks to identify key emerging trends and themes to inform the Compliance Assurance assessment plan and the continuous development of CA methodology and procedures
Evaluate and manage the allocation of resources on an ongoing basis to ensure completion of assigned risk and control assessments
Build strong relationships with all internal stakeholders, adopting a joined-up approach to the execution of tasks with minimum conflict, while ensuring the independence of Compliance Assurance
Develop and maintain positive and professional relationships with key external stakeholders, where required
Ensure that executive and senior management in the business, functions and Compliance are advised of matters arising, and emerging trends, from assurance reviews and analysis
Provide stakeholders with insight into Compliance Assurance activities
Liaise with Internal Audit to ensure that assurance activities and plans take full consideration of and inform audit activity.
Requirements:
Experience in financial services compliance, testing, audit and/or legal management experience or equivalent
Excellent understanding of financial crime and/or regulatory compliance and/or the aptitude to develop this understanding in good time, and must be familiar regarding relevant regional laws, regulations and the overall regulatory environment
Experienced people manager, with excellent communication skills, a polished management style, and a proven track record of leading through change
Proven ability to question, evaluate, and improve existing business processes and adequacy of information
Experience working with local and regional stakeholders and an understanding of global standards of quality
Minimum Bachelor’s degree in related field such as business, finance, law or equivalent experience
Master’s degree preferred
Requires understanding of the changing regulatory landscape regarding compliance functions within the banking industry
Broad knowledge of banking and a good understanding of all significant regulatory compliance requirements applicable to a CoE
Experience developing assurance automation and analytics tools preferred
Fluent in both oral and written English.
Nice to have:
Master’s degree preferred
Experience developing assurance automation and analytics tools preferred.
What we offer:
Flexible working
Opportunities to grow within an inclusive and diverse environment
Welcome to CrawlJobs.com – Your Global Job Discovery Platform
At CrawlJobs.com, we simplify finding your next career opportunity by bringing job listings directly to you from all corners of the web. Using cutting-edge AI and web-crawling technologies, we gather and curate job offers from various sources across the globe, ensuring you have access to the most up-to-date job listings in one place.
We use cookies to enhance your experience, analyze traffic, and serve personalized content. By clicking “Accept”, you agree to the use of cookies.