CrawlJobs Logo

Regulatory Reporting Officer

quintet.com Logo

Quintet Private Bank

Location Icon

Location:
Luxembourg , Luxembourg

Category Icon
Category:
Banking

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

Not provided
Save Job
Save Icon
Apply Position

Job Description:

The Regulatory Reporting Officer is part of a team of 10 individuals located across different countries within the Group (LU, DE). Their specialized skills allows them to take in charge a various range of topics in the market transactions' related regulatory reports.

Job Responsibility:

  • Produce EMIR and MiFIR reporting and control the quality and the comprehensiveness of the collected data and rectify errors and/or re-submit transactions
  • Ensure the drafting and delivery of market transactions' related regulatory reports such as Emir Refit, Mifir, SFTR, RTS27, US13F, CFTC, etc. to the official recipients
  • Perform the daily takeover panel and transparency reporting, promptly raise alerts in case of any breaches, and ensure that all required reports have been submitted to the relevant authorities
  • Be the specialist on regulatory reporting and be in charge to detect and solve problems in the treatment chains and to answer questions from the Management
  • Analyse questions from the regulator and prepare answers with the Management
  • Suggest improvements and optimisation of the current processes leading to the completion of the reports and collaborate with other departments of the Bank to implement achievement
  • Participate in the development of the related IT-Tools in collaboration with our external supplier
  • proceed to the Acceptance Tests to validate the solution
  • Record all identified errors or malfunctions in the issue log, create an IT support ticket, and ensure proper follow-up and resolution of the issue
  • Optimise exploitation of technologies in their dedicated area and ensure a prime role thanks to their in-depth knowledge of the activity
  • Answering to any analytical requests from the hierarchy Generate all necessary reports for KPI tracking and data quality monitoring
  • Collaborate with the branches/affiliates and provide support when needed
  • Keep abreast of regulatory evolutions
  • To provide support to the Service Leader Reporting & MO Controls and to the Head of Group Reporting & Control Operations where required

Requirements:

  • Bachelor’s degree or equivalent in a relevant field
  • More than 5 years experience in a similar role
  • Strong understanding of all financial products and the functioning of financial markets regulations (EMIR, MiFiD…)
  • Strong understanding of the reporting mechanisms and infrastructure (ARMs, …) and of the content of each type of reports
  • Excellent communication and problem-solving skills, ability to update and review regulatory reporting files
  • Extensive Knowledge of the Bank's business flows
  • Expertise in the collateral management & market risk areas
  • Fluent in english

Additional Information:

Job Posted:
December 11, 2025

Icon
Quintet Private Bank - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Regulatory Reporting Officer

RegInsight Local Regulatory Reporting Centralized Team Intermediate Analyst, Officer

RegInsight Local Regulatory Reporting Centralized Team Intermediate Analyst, Off...
Location
Location
Philippines , City of Taguig
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5-7 years of work experience in accounting (IFRS, Local or US GAAP) financial reporting/auditing role
  • Regulatory Reporting experience Production or Implementation highly advantageous
  • SQL/MS Access knowledge
  • Advanced MS Excel knowledge
  • Fluent English
  • University/College degree in finance/accounting/IT
  • CPA is advantageous
Job Responsibility
Job Responsibility
  • Understand and translate Asia local regulatory report requirements and its interpretation
  • Decompose the local regulatory report forms / schedule to identify critical information / data and its expected values
  • Prepare documentation to source data from a central database
  • Prepare documentation to resolve data issues by interacting with multiple functions
  • Perform Mapping (Rules) Documentation, Writing, and Review
  • Perform Data Quality review of identified data
  • Perform UAT and Parallel Testing through Test Scripts
  • Support RegInsight LRR change management activities, requirements tracing and rules governance
  • Lead/participate in other transformation initiatives to support Finance’s journey to become Best-in-Class Finance
What we offer
What we offer
  • Opportunity to work with people from different functions and different countries
  • Opportunity to gain thorough knowledge of Finance processes
  • Enhance knowledge about banking products and their accounting/reporting rules
  • Obtain and enhance knowledge regarding specific regulatory rules in different Asia countries
  • Fulltime
Read More
Arrow Right

RegInsight Local Regulatory Reporting Centralized Team Intermediate Analyst, Officer

RegInsight Local Regulatory Reporting Centralized Team Intermediate Analyst, Off...
Location
Location
Philippines , City of Taguig
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5-7 years of work experience in accounting (IFRS, Local or US GAAP) financial reporting/auditing role
  • Regulatory Reporting experience Production or Implementation highly advantageous
  • SQL/MS Access knowledge
  • Advanced MS Excel knowledge
  • Fluent English
  • University/College degree in finance/accounting/IT
  • CPA is advantageous
Job Responsibility
Job Responsibility
  • Understand and translate Asia local regulatory report requirements and its interpretation while identifying commonality and standards for classification in liaison with Finance SMEs and Technology Colleagues
  • Decompose the local regulatory report forms / schedule to identify critical information / data and its expected values
  • Prepare documentation to source data from a central database, specifying the actual requirement, expected values, and checks required for the data to be consumed
  • Prepare documentation to resolve data issues by interacting with multiple functions like country Finance, FRSS and Global Data Services teams
  • Perform Mapping (Rules) Documentation, Writing, and Review in accordance with identified Requirements
  • Perform Data Quality review of identified data in partnership with other work streams in the Centralized Team
  • Perform UAT and Parallel Testing through Test Scripts in partnership with other work streams in the Centralized Team
  • Support RegInsight LRR change management activities, requirements tracing and rules governance
  • Lead/participate in other transformation initiatives to support Finance’s journey to become Best-in-Class Finance
What we offer
What we offer
  • Opportunity to work with people from different functions and different countries
  • Opportunity to gain thorough knowledge of Finance processes
  • Enhance knowledge about banking products and their accounting/reporting rules
  • Obtain and enhance knowledge regarding specific regulatory rules in different Asia countries
  • Fulltime
Read More
Arrow Right

RegInsight Local Regulatory Reporting Centralized Team Intermediate Analyst, Officer

The role involves working on the RegInsight implementation, understanding and tr...
Location
Location
Philippines , City of Taguig
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5-7 years of work experience in accounting (IFRS, Local or US GAAP) financial reporting/auditing role
  • Regulatory Reporting experience Production or Implementation highly advantageous
  • SQL/MS Access knowledge
  • Advanced MS Excel knowledge
  • Fluent English
  • University/College degree in finance/accounting/IT
  • CPA is advantageous
Job Responsibility
Job Responsibility
  • Understand and translate Asia local regulatory report requirements and its interpretation
  • Decompose the local regulatory report forms / schedule to identify critical information / data and its expected values
  • Prepare documentation to source data from a central database
  • Prepare documentation to resolve data issues
  • Perform Mapping (Rules) Documentation, Writing, and Review
  • Perform Data Quality review
  • Perform UAT and Parallel Testing
  • Support RegInsight LRR change management activities, requirements tracing and rules governance
  • Lead/participate in other transformation initiatives
What we offer
What we offer
  • Opportunity to work with people from different functions and different countries
  • Opportunity to gain thorough knowledge of Finance processes
  • Enhance knowledge about banking products and their accounting/reporting rules
  • Obtain and enhance knowledge regarding specific regulatory rules in different Asia countries
  • Fulltime
Read More
Arrow Right

Local Regulatory Reporting Senior Business Analyst

EMEA Regulatory Reporting Citi Solutions Centre (CSC) in Budapest is a key part ...
Location
Location
Hungary , Budapest
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6+ years of experience in financial reporting, accounting or system implementation roles
  • excellent relational and communication skills, ability to manage stakeholder relationships across various levels of seniority using the English language
  • technology aptitude: you will have to co-operate with Technology staff
  • advanced Microsoft Office skills
  • Bachelor's Degree
Job Responsibility
Job Responsibility
  • Assess the impact of system implementations on existing local regulatory reporting processes
  • understand, document and represent the business requirements of local regulatory reporting on program/project level
  • interpret policies and guidelines, analyse data and processes
  • contribute to the design, roll-out and governance of the strategic tech solutions
  • prepare and execute test scripts for the solution developed
  • document new processes and prepare user guides for new systems and features
  • act as SME to senior stakeholders and other team members
  • appropriately assess risk when business decisions are made
  • exercise independence of judgement and autonomy
  • express a collaborative and motivating attitude to join forces with colleagues for excellent results
What we offer
What we offer
  • Cafeteria Program
  • Home Office Allowance (for colleagues working in hybrid work models)
  • Paid Parental Leave Program (maternity and paternity leave)
  • Private Medical Care Program and onsite medical rooms at our offices
  • Pension Plan Contribution to voluntary pension fund
  • Group Life Insurance
  • Employee Assistance Program
  • Access to a wide variety of learning and development programs, online course libraries and upskilling platforms, such as Udemy and Degreed
  • Flexible work arrangements to support you in managing work-life balance
  • Career progression opportunities across geographies and business lines
  • Fulltime
Read More
Arrow Right

Local Regulatory Reporting Senior Business Analyst

EMEA Regulatory Reporting Citi Solutions Centre (CSC) in Budapest is a key part ...
Location
Location
Hungary , Budapest
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6+ years of experience in financial reporting, accounting or system implementation roles
  • Experience in Business Analysis and/or with Reporting (preferably Regulatory Reporting)
  • Excellent relational, communication and presentation skills
  • High level of PowerPoint competency and visual storytelling skills required
  • Technology aptitude: you will have to co-operate with Technology staff
  • Advanced Microsoft Office skills
  • Bachelor's Degree
Job Responsibility
Job Responsibility
  • Project Planning: Define project scope, objectives, deliverables, tasks, resources, and timelines
  • Developing detailed project plans
  • Stakeholder Management: Identifying, engaging, and managing the expectations of all project stakeholders
  • Risk Management: Identifying potential risks, assessing their impact, and developing mitigation strategies
  • Schedule Management: Creating and maintaining project schedules, tracking progress, and adjusting timelines
  • Assess the impact of system implementations on existing local regulatory reporting processes
  • Understand, document and represent the business requirements of local regulatory reporting on program/project level
  • Interpret policies and guidelines, analyse data and processes
  • Contribute to the design, roll-out and governance of the strategic tech solutions
  • Prepare and execute test scripts for the solution developed
What we offer
What we offer
  • Cafeteria Program
  • Home Office Allowance (for colleagues working in hybrid work models)
  • Paid Parental Leave Program (maternity and paternity leave)
  • Private Medical Care Program and onsite medical rooms at our offices
  • Pension Plan Contribution to voluntary pension fund
  • Group Life Insurance
  • Employee Assistance Program
  • Access to a wide variety of learning and development programs, online course libraries and upskilling platforms
  • Flexible work arrangements to support you in managing work-life balance
  • Career progression opportunities across geographies and business lines
  • Fulltime
Read More
Arrow Right

Broker-Dealer Regulatory Reporter

The Broker-Dealer Regulatory Reporter is responsible for compiling, analyzing, a...
Location
Location
United States , Chicago
Salary
Salary:
95000.00 - 100000.00 USD / Year
https://www.roberthalf.com Logo
Robert Half
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 3-5 years of accounting experience, ideally in broker-dealer regulatory reporting
  • Deep understanding of securities markets, trading mechanisms, and relevant financial instruments
  • Thorough knowledge of NFA, SEC, FINRA, and other applicable securities regulations
  • Proficiency in data manipulation, analysis, and reporting tools to extract and interpret complex data sets
  • Ability to meticulously review data and reports for accuracy and completeness
  • Excellent written and verbal communication skills to effectively convey complex regulatory issues
Job Responsibility
Job Responsibility
  • Data Collection and Analysis: Gather trade data from internal systems, analyze trading activity to identify potential compliance concerns related to market manipulation, insider trading, best execution, and other regulatory requirements
  • Report Generation: Prepare and submit various regulatory reports including daily, weekly, and monthly reports such as CFTC FORM 1-FR, FINRA FOCUS, and other required filings based on specific regulatory guidelines
  • Compliance Monitoring: Monitor trading activity for potential violations of regulatory rules and internal policies, escalating issues to compliance officers when necessary
  • Regulatory Updates: Stay informed about changes in securities regulations and industry best practices, updating reporting procedures accordingly
  • Data Validation: Perform quality checks on data accuracy to ensure the integrity of regulatory reports
  • Collaboration: Work with various departments including accounting, trading, compliance, operations, and legal to gather information and address regulatory concerns
  • Audit Support: Assist internal and external auditors with regulatory reporting related inquiries
What we offer
What we offer
  • medical
  • vision
  • dental
  • life
  • disability insurance
  • 401(k) plan
  • Fulltime
Read More
Arrow Right

Senior Vice President, Regulatory Reporting Sr. Analyst

The SVP, Regulatory Reporting Senior Analyst (C14) is a senior professional posi...
Location
Location
Philippines , Taguig City
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 10+ years of experience in Financial Services with experience in FR Y-14 Regulatory Reporting preferred
  • Proven track record analyzing complex financial reporting items in a high-profile environment
  • Experience with regulatory, finance and/or risk management reporting (such as Market Risk, Wholesale Credit Risk, and/or Financial Planning & Analysis)
  • Familiarity with Risk and Finance reporting data infrastructures and platforms across multiple products, functions, and/or businesses preferred
  • Previous management experience
  • Working knowledge of related industry practices and standards
  • Ability to work with multiple functions
  • Proficient in Microsoft Office with an emphasis on MS Excel
  • Ability to work under pressure and manage deadlines or unexpected changes in expectations or requirements
  • Demonstrated leadership and project management skills
Job Responsibility
Job Responsibility
  • Investigating and assessing issues raised by regulators on items reported in Y-14 schedules related to actuals
  • Investigating and assessing issues affecting Y-14 schedules raised through other channels (such as IMRs, data tracing exercises, conformance reviews, etc.)
  • Providing an assessment to the Head of Y-14 Report Impact Assessment and seniors on the data quality of actuals information and the risk severity of Y-14 schedules impact
  • Assessing the effectiveness of known compensating controls and assessing issues for possible restatement
  • Maintaining a log of the issues and assessments (including remediation programs and compensating controls) for issues identified
  • Assist in the development of process efficiencies, improvement efforts and procedures, as well as data quality improvement projects
  • Work with senior leadership on strategic planning, establishing guidelines, implementing controls, and executing strategic plans
  • Build and maintain a thorough understanding of related product reporting and analytics and utilize knowledge of systems and process flows to provide insight and recommendations on identified issues
  • Has experience managing a team
  • Has the ability to operate with a limited level of direct supervision
What we offer
What we offer
  • Extensive on-the-job training and exposure to senior leaders
  • Access to telehealth options, health advocates, confidential counseling
  • Expanded Paid Parental Leave Policy
  • Access to learning and development resources
  • Generous paid time off packages
  • Resources and tools to volunteer in the communities
  • Fulltime
Read More
Arrow Right

Vice President, Regulatory Reporting Lead Analyst

The VP, Regulatory Reporting Analyst (C13) is a senior professional position res...
Location
Location
Philippines , Taguig City
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6-10 years of experience in Financial Services with experience in FR Y-14 Regulatory Reporting preferred
  • Proven track record analyzing complex financial reporting items in a high-profile environment
  • Experience with regulatory, finance and/or risk management reporting (such as Market Risk, Wholesale Credit Risk, and/or Financial Planning & Analysis)
  • Familiarity with Risk and Finance reporting data infrastructures and platforms across multiple products, functions, and/or businesses preferred
  • Working knowledge of related industry practices and standards
  • Ability to work with multiple functions
  • Proficient in Microsoft Office with an emphasis on MS Excel
  • Ability to work under pressure and manage deadlines or unexpected changes in expectations or requirements
  • Proven organizational and time management skills
  • Proven problem-solving and decision-making skills
Job Responsibility
Job Responsibility
  • Investigating and assessing issues raised by regulators on items reported in Y-14 schedules related to actuals
  • Investigating and assessing issues affecting Y-14 schedules raised through other channels (such as data concerns, data tracing exercises, conformance reviews, etc.)
  • Providing an assessment to the Head of Y-14 Report Impact Assessment and seniors on the data quality of actuals information and the risk severity of Y-14 schedules impact
  • Assessing the effectiveness of known compensating controls
  • Maintaining a log of the issues and assessments (including remediation programs and compensating controls) for issues identified
  • Assist in the development of process efficiencies, improvement efforts and procedures, as well as data quality improvement projects
  • Work with senior leadership on strategic planning, establishing guidelines, implementing controls, and executing strategic plans
  • Build and maintain a thorough understanding of related product reporting and analytics and utilize knowledge of systems and process flows to provide insight and recommendations on identified issues
  • Has the ability to operate with a limited level of direct supervision
  • Can exercise independence of judgement and autonomy
What we offer
What we offer
  • Access to telehealth options, health advocates, confidential counseling
  • Expanded Paid Parental Leave Policy
  • Resources to manage financial well-being and plan for the future
  • Access to learning and development resources
  • Generous paid time off packages
  • Resources and tools to volunteer in the communities
  • Fulltime
Read More
Arrow Right
Jobs by Category
Art and Entertainment Jobs Banking Jobs Call Center Jobs Construction Jobs Consulting Jobs Customer Service Jobs Education Jobs Energy Jobs Finance Jobs Gastronomy Jobs Health and Beauty Jobs Hospitality and Tourism Jobs Human Resources Jobs Insurance Jobs IT - Administration Jobs IT - Software Development Jobs Legal Jobs Logistics Jobs Manufacturing Jobs Marketing, Digital Marketing, SEO, SEM Jobs Media Jobs Nursing Jobs Office Administration Jobs Pharmacy Jobs Physical Work Jobs Public Relations Jobs Public Sector Jobs Purchasing Jobs Quality Control Jobs Real Estate Jobs Research and Development Jobs Sales Jobs
Job Positions Jobs by Country
United States Jobs United Kingdom Jobs India Jobs Canada Jobs Australia Jobs Poland Jobs Ireland Jobs Germany Jobs
Company
Blog About Us Contact
Follow Us
Facebook
X (Twitter)
LinkedIn
Instagram
© 2026 CrawlJobs Ltd. All Rights Reserved
Terms & Conditions Privacy Policy