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E-Trading Risk and Controls (ETRC) is a First-Line risk team which is part of the Global Markets COO function. ETRC works with Global Markets E-Trading businesses, CAOs and second-line functions to implement the E-Trading Risk Framework.
Job Responsibility:
Perform Real-Time Monitoring (RTM) one/two days a week including Bank Holidays (when required)
Participate in the market access reviews/attestation from a cross-asset perspective
Participate as the regional lead for NAM to ensure robust governance for the E-Trading limits management system
Assist the issue management workstream by providing oversight of remediation plans
Provide expert guidance to the Businesses with respect to the E-Trading Governance framework
Assist with key E-Trading initiatives and remediation of ETRC enhancement projects for the NAM region
Develop and manage key relationships with the NAM E-Trading Businesses, Technology, Risk and Compliance functions
Has the ability to operate with a limited level of direct supervision
Can exercise independence of judgement and autonomy
Acts as SME to senior stakeholders and /or other team members
Requirements:
Subject matter expertise with Electronic Trading Risks, Controls and Market Structure
Experience with using data analytics and various visualization tools
10+ years relevant work experience in Business Risk & Controls, Compliance or Audit
Deep knowledge of E-Trading regulation and guidance and best practices
Experience with designing and managing centralized E-Trading tools (limit databases, risk and control inventories) from a technical and project delivery perspective
Consistently demonstrates clear and concise written and verbal communication skills