Compliance Coordinator, Lawes Consulting Group

Compliance Coordinator

Lawes Consulting Group

Location:
United Kingdom, Home-based role with regular travel across the Stoke/Staffordshire region

Category:
Insurance

Contract Type:
Not provided

Salary:

40000.00 GBP / Year

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Job Description:

Our client is seeking a Compliance Coordinator to manage the oversight of their UK Retail Appointed Representatives and Introducer Appointed Representatives, ensuring full compliance with FCA regulations.

Job Responsibility:

Monitor ARs and IARs for regulatory compliance
Maintain oversight frameworks and ensure documentation is up to date
Produce reports for management and regulatory forums
Support accurate and timely FCA reporting
Collaborate with internal teams and incorporate stakeholder feedback
Conduct regular compliance checks
Address issues with ARs/IARs and provide guidance
Prepare and present reports
Update policies and frameworks
Travel within the assigned region as needed

Requirements:

Knowledge of FCA rules on ARs/IARs
Experience in compliance or quality assurance
Educated to GCSE Level
CII/Dip CII preferred
Insurance exposure is an advantage
Strong knowledge of FCA compliance
Confident communicator and relationship builder
Detail-focused with good reporting skills
Proficient in Microsoft Office
Self-motivated and organised

Nice to have:

CII/Dip CII preferred
Insurance exposure is an advantage

Additional Information:

Job Posted:
July 31, 2025

Employment Type:

Fulltime

Work Type:

Remote work

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