CrawlJobs Logo

Compliance Advisory

uss.co.uk Logo

USS

Location Icon

Location:
United Kingdom , London

Category Icon
Category:
Finance

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

Not provided
Save Job
Save Icon
Apply Position

Job Description:

In your role as Compliance Advisory, you will make a meaningful and valued contribution from the outset. This position offers an excellent opportunity to work as part of the Compliance Team in a second‑line function, assisting with a range of compliance matters, including managing compliance systems and providing advisory support across both Public Markets and Private Markets. In addition, you will administer Compliance‑owned policies and procedures to ensure adherence to regulatory requirements, as well as monitor and report on developments across the FCA regulatory horizon that are relevant to the business of USSIM.

Job Responsibility:

  • Build a close working relationship with each of the USSIM business units to support Compliance matters as required
  • Work principally with the Head of USSIM Public Markets Compliance Advisory, and Head of Private Markets Compliance Advisory, and other members of the Compliance Team - as required, to support the provision of Compliance support to USSIM Public, and Private Markets Groups
  • Support ongoing surveillance of the activities of the Public Markets Group in relation to key regulatory processes, including: MAR surveillance, sanctions lists, shareholding disclosures and filings, position limits, exceptions reporting, and maintenance of IT systems to manage these
  • Support the management of engagement with USS’s approved expert networks
  • Assist with the management of incoming market soundings
  • Assist with the management of the restricted list, and management of insider lists
  • Support with regulatory filings to the FCA and the SEC
  • Aid with the management of Compliance workflows and the integration of a new reg tech system
  • Assist with the management of reverse KYC requests
  • Aid with updating and drafting policies, procedures and the USSIM Compliance Manual
  • Support with the maintenance of records relating to the Senior Management and Certification Regime
  • Assist with the delivery of new joiner Compliance training

Requirements:

  • Thorough knowledge of the UK regulatory framework
  • Willingness to develop relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions within USSIM’s Public and, Private Markets Groups
  • A good understanding of public market asset classes
  • including equity, credit, fixed income, derivatives and alternative investments
  • Demonstrable experience of Public Markets Compliance
  • Demonstrable experience of dealing with the regulatory change agenda, and in particular impact of Public Markets
  • Working knowledge of Bloomberg and FundApps or other equivalent systems for monitoring Public Markets compliance
  • Familiarity with Private Markets Compliance
  • A Bachelor’s degree or equivalent
  • or industry qualification (such as CISI)
  • Excellent working knowledge of FCA rules and industry best practice relating to: FCA Conduct of Business rules, including best execution
  • MiFID II rules
  • Guideline and limit monitoring
  • Market Abuse surveillance, including insider dealing and market soundings
  • Shareholder disclosures and position limits
  • Conflicts of Interest, including research arrangements
  • Some knowledge of other relevant regulatory frameworks, including in Europe and the U.S
What we offer:
  • Great starting salary
  • Generous annual leave package
  • Access to a high quality pension scheme provided through Universities Superannuation Scheme
  • Supportive people policies (including enhanced occupational sickness pay and family friendly pay)
  • Financial contributions towards your personal development to help you maintain your physical and mental wellbeing
  • Access to a range of health and wellbeing services i.e., private healthcare, discounted gym membership
  • Learning and development opportunities to develop your skills, knowledge and talent
  • Employee Volunteer Day’s to support the communities where you work and live
  • Cycle to Work Scheme

Additional Information:

Job Posted:
February 14, 2026

Employment Type:
Fulltime
Work Type:
On-site work
Icon
USS - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Compliance Advisory

Sanctions Director - Head of Banking Client Risk Management & Advisory

The Head of Client Risk Management & Advisory in Banking Sanctions is a senior I...
Location
Location
United States , Washington, DC
Salary
Salary:
170000.00 - 300000.00 USD / Year
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 10 years+ experience in the Financial Services Industry and/or government
  • Graduate degree, BS or concentration in Business Administration, Legal and/or Finance
  • Sanctions SME with proven track record in managing sanctions programs in complex organizations
  • Leadership skills including ability to work effectively and drive results with a virtual global team
  • Experience managing diverse teams, and comfort navigating complex, matrixed organizations
  • Knowledge of the U.S. and/or European Union/UK regulatory environment
  • Highly motivated, strong attention to detail, team oriented, organized
  • Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
  • Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques, structure potential solutions, and drive to resolution with senior stakeholders
  • Ability to influence and lead people across cultures at a senior level using sound judgment and successful execution, understanding how to operate effectively across diverse businesses
Job Responsibility
Job Responsibility
  • Building awareness of client sanctions risks through a strong working relationship with key regional and global stakeholders, including management of multiple Line of Business, Functions, and Internal Audit
  • Interacting effectively with regulators, in coordinating with the Citi’s regulatory team
  • Understanding industry trends, emerging issues, and regulatory expectations, developing practical solutions to complex problems
  • Providing monitoring and oversight of Banking controls and execution around clients, ensuring identification, escalation, and remediation of control gaps in a timely way
  • Monitoring Banking’s compliance with requirements set forth by the US Department of the Treasury's Office of Foreign Assets Control (OFAC) and United Kingdom’s Office of Financial Sanctions Implementation (OFSI) or other EU country equivalents, issuing Monitoring Reports where appropriate
  • Monitoring ICRM Banking Sanctions adherence to relevant policies and procedures related to execution of processes designed to implement the global sanctions program
  • Partnering with stakeholders in implementing Sanctions-related regulatory change
  • Managing a dedicated team for the sanctions’ compliance review of clients and client activity as well as escalations of risks identified in KYC onboarding and renewal questionnaires
  • Managing the monitoring and specialized review of sanctions risks associated with specific clients, sectors, or geographies to advise the business on appropriate sanctions risk management measures
  • Managing a process for the review of sanctions-related enhanced due diligence as part of client onboarding, renewal, or episodic reviews
What we offer
What we offer
  • medical, dental & vision coverage
  • 401(k)
  • life, accident, and disability insurance
  • wellness programs
  • paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays
  • Fulltime
Read More
Arrow Right

Senior Manager of AFC Advisory

Solaris is a tech company with a full German banking license. Our Banking-as-a-S...
Location
Location
Germany , Berlin
Salary
Salary:
Not provided
solarisbank.com Logo
Solarisbank
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Extensive experience (5+ years) in anti-financial crime compliance within the financial services industry, with a focus on advisory and strategy development
  • In-depth knowledge of German and EU regulations pertaining to anti-money laundering, sanctions, and fraud prevention
  • Detailed expertise in fraud, sanctions and embargo related topics (5 years of experience)
  • Proven track record of leading successful AFC initiatives, including risk assessments, policy development, and implementation of controls
  • Ability to work well under pressure, different priorities, and tight deadlines
  • Fluency in English and German is required
Job Responsibility
Job Responsibility
  • Continuous advice on the enhancement of products for existing cooperation partners from the various business units
  • Support with the on-boarding of new cooperation partners and products
  • Assessing of Third Party Risk Assessment (TPRA) and Modification of Operational Processes and Structure (MOPS)
  • Preparation and implementation of training courses
  • Monitoring the performance of cooperation partners with regard to AFC compliance issues and communication with the respective partner managers
  • Extension of the documentation of processes
  • Instruction and professional support for employees and cooperation partners
  • Coordination of BaFin requests and Internal and/or External Auditors
  • Preparation of Annual AFC Report, German ExCo report governance
  • AFC Governance lead and Quality Assurance
What we offer
What we offer
  • Home office budget
  • Learning & development budget of €1000 per year and a transparent growth framework to support your career goals
  • Competitive salary and a variable remuneration program
  • Monthly meal allowance
  • Deutschland ticket subsidy
  • 28 vacation days, increasing by 2 days after 2 years and 3 days after 3 years with Solaris
  • Opportunity to work abroad for up to 12 weeks per year
  • Fulltime
Read More
Arrow Right

Corporate Tax Assistant Manager

Are you ready to take the next step in your corporate tax career? This is an exc...
Location
Location
United Kingdom , Preston
Salary
Salary:
45000.00 - 55000.00 GBP / Year
https://crowewatson.co.uk/ Logo
Crowe Watson
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • ACA/ACCA/CTA qualified
  • Strong corporate tax compliance and advisory experience
  • Must have a minimum of 3 years previous experience working within a UK Practice environment
  • Excellent communication and client relationship management skills
  • Ability to manage multiple projects and deadlines effectively
  • A proactive and analytical approach to problem-solving
Job Responsibility
Job Responsibility
  • Managing corporate tax compliance for a varied client portfolio
  • Providing strategic tax planning and advisory services
  • Reviewing tax computations and returns prepared by junior staff
  • Supporting clients with HMRC queries and tax investigations
  • Identifying tax planning opportunities and risk management strategies
  • Mentoring and training junior team members
What we offer
What we offer
  • flexible working
  • company pension
  • supportive culture
  • commitment to professional development
  • excellent career progression opportunities
  • Fulltime
Read More
Arrow Right

Manager of AFC Advisory

Solaris is a tech company with a full German banking license. Our Banking-as-a-S...
Location
Location
Germany , Berlin
Salary
Salary:
Not provided
solarisbank.com Logo
Solarisbank
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum of 5 years of experience in AML/AFC compliance within the financial services industry, with a strong understanding of German and EU regulatory requirements
  • Demonstrated expertise in developing, implementing, and managing AML/AFC compliance programs, policies, and procedures
  • In-depth knowledge of AML/KYC/CDD regulations, sanctions screening requirements, and industry best practices
  • Experience in conducting risk assessments, designing transaction monitoring systems, and investigating suspicious activities
  • Fluency in both German and English languages
Job Responsibility
Job Responsibility
  • Continuous advice on the enhancement of products for existing cooperation partners
  • Support with the on-boarding of new cooperation partners and monitoring the performance of cooperation partners with regard to AFC compliance issues and communication with the respective partner managers
  • Advise on strategic compliance issues related
  • Preparation and implementation of training courses
  • Extension of the documentation of processes
  • AFC Governance lead and Quality Assurance
What we offer
What we offer
  • Home office budget
  • Learning & development budget of €1000 per year and a transparent growth framework to support your career goals
  • Competitive salary and a variable remuneration program
  • Monthly meal allowance
  • Deutschland ticket subsidy
  • 28 vacation days, increasing by 2 days after 2 years and 3 days after 3 years with Solaris
  • Opportunity to work abroad for up to 12 weeks per year
  • Fulltime
Read More
Arrow Right

Senior VP - Business Risk & Controls - Wealth Management Sales Advisory

Individuals in Assessment & design are responsible for developing, designing, an...
Location
Location
United Arab Emirates , Dubai
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 10+ years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
  • Ability to identify, measure, and manage key risks and controls
  • Track record leading Control related projects and programs
  • Ability to see the big pictures with high attention to critical details
  • Develop and implement strategy and process improvement initiatives
  • Comprehensive knowledge of Citi’s businesses and functions and their risk profiles
  • Developing new ideas and improving current processes to proactively mitigate risks
  • Requires an ability to provide challenge and make recommendation for risk and controls remediation
  • Expert knowledge in the development and execution for controls
  • Proven experience in control related functions in the financial industry
Job Responsibility
Job Responsibility
  • Provides leadership and direction through a large team of professionals and/or junior managers
  • Provide leadership to drive optimization and efficiencies in projects
  • Assist management in guiding and influencing decisions that conform to business objectives
  • Manage the design, development, and implementation of Citi's comprehensive controls program
  • Assess the effectiveness of existing controls, identifying areas for improvement, and executing necessary changes
  • Continually manage controls enhancements geared towards increasing efficiency and reducing risk
  • Regularly assess the business/function risk appetite in line with changes in the business environment, regulatory requirements, and strategic objectives
  • Work closely with key stakeholders and process owners to drive management decisions aimed at maintaining operations within the firm’s Risk Appetite
  • Collaborate with key stakeholders to assess potential risks, develop risk mitigation activities, and define the acceptable level of risk across various areas of operation
  • Drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies
  • Fulltime
Read More
Arrow Right

Avp financial crime advisory manager

Embark on a transformative journey as an AVP Financial Crime Advisory Manager at...
Location
Location
India , Noida; Gurgaon
Salary
Salary:
Not provided
barclays.co.uk Logo
Barclays
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Experience in Financial Crime in a global financial institution, preferably with experience of a payments business
  • Strong technical knowledge of financial crime risk management frameworks
  • Experience of working in complex matrix structure that requires strong stakeholder management
  • Strong verbal and written communication, presentation, negotiation, and influencing skills
  • Strong stakeholder management at Senior Executive Committee level with ability to create and maintain highly engaging relationships, challenging the status quo, and driving strategic, innovative and competitive solutions
  • Outstanding ability to effectively prioritise changing business needs and drive results with a diverse and inclusive style, which promotes advocacy
Job Responsibility
Job Responsibility
  • Provide support and direction to Barclays stakeholders and project resources for the delivery of Financial Crime change activity
  • Support the change teams and business stakeholders with the execution of business change programmes that may have Financial Crime management implications
  • Support ongoing oversight of the performance financial crime related processes and controls
  • Supporting the maintenance and delivery of the Financial Crime strategy for Barclays UK CORPORATE BANK and Payments, including any changes that impact AML Strategy throughout the business, whether driven by internal or external factors
  • Keep up to date with developments within the Banking and Payments industries, to be able to apply financial crime knowledge to identifiable risks within that industry and its specific products
  • Maintain up to date knowledge of Barclays Group financial crime policies, standards and frameworks, as well as the underlying legislation on which these are based
  • Provide subject matter expertise to the business and supporting functions, acting as a key contact for Financial Crime referrals
  • Liaise with senior management on key initiatives deployed across the business and provide advice on AML controls that protect the position of the business
  • Conduct periodic reviews of AML controls to review the effectiveness and coverage to the known risks and emerging threats effecting the acquiring industry
  • Accountable for ongoing liaison with, and oversight of group functions supporting the Financial Crime control environment (e.g. Fraud and Global Surveillance & Transaction Monitoring) to ensure effective management of financial crime risks
What we offer
What we offer
  • Hybrid working
  • Modern workspaces, collaborative areas, and state-of-the-art meeting rooms
  • Facilities include wellness rooms, on-site cafeterias, fitness centers, and tech-equipped workstations
  • A supportive and inclusive culture and environment
  • Fulltime
Read More
Arrow Right

AML Advisory & Governance Officer

The Compliance AML Core Officer (Advisory) is a strategic professional responsib...
Location
Location
Singapore , Singapore
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 8-10 years relevant experience
  • AML Certification preferred
  • consistently demonstrates clear and concise written and verbal communication skills
  • self-motivated and detail oriented
  • advanced analytical skills
  • ability to both work independently and collaborate with team members
  • proficient in Excel and Word – ability to learn multiple system applications quickly
  • Bachelor's/University degree, Master's degree preferred
Job Responsibility
Job Responsibility
  • Provide expert guidance on AML requirements ensuring compliance with local regulatory requirements
  • support business and operation functions with AML related queries, risk assessments and policy interpretation and implementation
  • possess strong knowledge of payment intermediaries, transaction flows and relevant regulations such as Payment service act and PSN 01/02, and provide advice on AML related risk associated with payments industry
  • engage with internal and external stakeholders including senior management and clients to ensure alignment of AML requirements and risk management activities
  • evaluate, enhance and implement best-in-class AML Compliance policies and practices
  • create, develop and deliver relevant training to business and functional partners
  • operate with limited direct supervision and exercise independence of judgement and autonomy
  • assess risk when business decisions are made, demonstrating consideration for the firm’s reputation and adherence to applicable laws, rules and regulations
  • apply sound ethical judgment regarding personal behavior and business practices
  • escalate, manage and report control issues with transparency
What we offer
What we offer
  • Programs and services for physical and mental well-being including access to telehealth options, health advocates, confidential counseling
  • expanded Paid Parental Leave Policy
  • resources to manage financial well-being and plan for the future
  • Fulltime
Read More
Arrow Right

Senior Principal, Internal Audit and Advisory

Drive high-impact audit and advisory initiatives, shape the dynamic audit plan, ...
Location
Location
United States
Salary
Salary:
188000.00 - 235000.00 USD / Year
airbnb.com Logo
Airbnb
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 15+ years of relevant audit, accounting, consulting or relevant experience
  • 5+ years of managerial or project management experience
  • Previous experience leading internal audit engagements is a must
  • Ability to work on multiple projects simultaneously, demonstrating good time management and the ability to prioritize tasks and work autonomously in a fast-past ever-changing environment
  • Exceptional ability to effectively collaborate with and partner with key stakeholders globally and cross-functionally
  • Proactive and creative problem solver
  • Strong organizational skills with the ability to define and execute projects
  • Ability to communicate clearly and persuasively through both written and verbal formats up to the executive level (e.g. Chief Financial Officer, VP of Finance, etc.)
Job Responsibility
Job Responsibility
  • Lead multiple impactful audit and advisory activities simultaneously, including planning, execution and reporting
  • Partner with business teams to stay up-to-date on new product pipelines and initiatives and provide guidance on risks and controls
  • Assist in driving the dynamic audit identification process and influencing the audit plan
  • Champion the audit process and participate in enhancing the AI-enabled auditing framework
  • Partner with third party co-source/consultant resources to ensure cohesive and collaborative execution of projects with supplemental subject matter experts when needed
  • Build, develop, and maintain strong business relationships with business and technology partners, acting as a trusted advisor to collaborate and help solve complex problems
  • Stay abreast of industry trends and advancements in audit. Pilot emerging tools and technologies to keep Airbnb at the forefront of audit practices
  • Partner closely with other AirControl disciplines, including Enterprise Risk, Global Compliance Services, Data & Analytics and SOX to maintain departmental alignment
  • Continuously improve the company’s ability to mitigate risks and develop recommendations on how to integrate controls as part of daily operations
  • Mentor and develop high-performing team dynamics as required as the department grows. Foster a culture of inclusion, innovation, and continuous learning as a senior member of the team
What we offer
What we offer
  • bonus
  • equity
  • benefits
  • Employee Travel Credits
  • Fulltime
Read More
Arrow Right
Jobs by Category
Art and Entertainment Jobs Banking Jobs Call Center Jobs Construction Jobs Consulting Jobs Customer Service Jobs Education Jobs Energy Jobs Finance Jobs Gastronomy Jobs Health and Beauty Jobs Hospitality and Tourism Jobs Human Resources Jobs Insurance Jobs IT - Administration Jobs IT - Software Development Jobs Legal Jobs Logistics Jobs Manufacturing Jobs Marketing, Digital Marketing, SEO, SEM Jobs Media Jobs Nursing Jobs Office Administration Jobs Pharmacy Jobs Physical Work Jobs Public Relations Jobs Public Sector Jobs Purchasing Jobs Quality Control Jobs Real Estate Jobs Research and Development Jobs Sales Jobs
Job Positions Jobs by Country
United States Jobs United Kingdom Jobs India Jobs Canada Jobs Australia Jobs Germany Jobs Ireland Jobs Poland Jobs
Company
Blog About Us Contact
Follow Us
Facebook
X (Twitter)
LinkedIn
Instagram
CrawlJobs Group
ITFlashcards AllDevBlogs
© 2026 CrawlJobs Ltd. All Rights Reserved
Terms & Conditions Privacy Policy