CASS Manager Job at haysmacintyre (London)

New

Network Management Controls

Embark on a transformative journey as a Network Management Controls professional...

Location

United Kingdom , Glasgow

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Experience of a Network Management or CASS role preferred
Securities or other settlements background, Relationship Management, or Credit background useful
Attention to detail, with focus on accuracy
Technical Knowledge, demonstrates the ability to continually develop technical expertise and seek improvements
Business Skills, strives to improve relationships, processes and controls and can solve problems effectively and creatively
Communication, demonstrates good presentation skills, seeks constructive feedback and is an effective listener
Interpersonal Skills, networks with colleagues outside of the team and with external clients/contacts
Client Service skills, manage internal client relationships

Job Responsibility

Identification of regulatory trends and industry developments that may impact the banks operations
Support the implementation of quality standards and policies by collaborating across all operational teams and processes
Development of reports and presentations on control performance and communicate findings to internal senior stakeholders
Participation in projects and initiatives aimed to improve control efficiency and effectiveness
Collaboration with Control Owners to develop and manage RCSA to monitor design effectiveness, appropriateness of controls, compliance to regulatory requirements and identify areas for improvement
Support operational teams with the formal escalation and management of incidents, departmental procedures, record management and controls testing

Fulltime

IBA Operations Deputy Head – Retail

We are working with a key client of ours who are seeking an experience IBA Opera...

Location

United Kingdom , Nottinghamshire

Salary:

55000.00 - 60000.00 GBP / Year

Lawes Consulting Group

Expiration Date

Until further notice

Requirements

Self-starter with a positive ‘can do’ attitude and natural problem-solving abilities
High level of resilience and attention to detail
Ability to work collaboratively as part of a team and independently
Excellent written and verbal communication
High level of resilience and attention to detail
Working knowledge of broking systems including Acturis, Websure, SSP, Epic, and TAM
Proven people management skills
Clear understanding of FCA CASS regulation

Job Responsibility

Provide support to the IBA Operations Head – Retail and other Senior Managers within the IBA Team
Manage debt collection and settlement processes
Oversee the premium finance process and minimize funding delays
Identify and implement process improvements within the team
Provide timely MI and insightful commentary for control weaknesses and business performance improvement
Support CASS and statutory audits, and identify and resolve CASS breaches
Collaborate with internal teams to improve efficiency and deliver process improvements
Maximize cashflow from IBA related activities
Build relationships across the organization and communicate effectively with stakeholders
Provide training and development opportunities to team members

What we offer

Bonus

Fulltime

Client Controls Senior Manager

We have an excellent opportunity for a Client Controls Senior Manager to join th...

Location

United Kingdom , London; Manchester; Edinburgh; Newcastle upon Tyne

Salary:

Not provided

Brewin Dolphin

Expiration Date

February 13, 2026

Requirements

Proven experience within the financial services sector, ideally within a wealth management environment
Experience in risk lifecycles, i.e. leading complex risk programmes
Expertise in designing and implementing frameworks that enhance execution and embed effective risk management practices
Experienced operational risk leader, managing a risk team
Experienced and competent at managing business projects and coordinating business initiatives in a structured manner
Good understanding of adherence to regulation and policy and able to evidence experience of embedding this in a similar environment
Proven project management skills, well organised and able to motivate and manage a group to deliver good outcomes for clients and colleagues
Able to understand and motivate non-client facing functions whilst always keeping the client in mind
Developed presentational and influencing skills to senior committee level (i.e. SteerCo / ExCo)

Job Responsibility

Manage and deliver the (WME) Risk and control assessments (RCSA at both risk level and process level) including Head of RBC Brewin Dolphin attestation
Assess CFT key risk indicators (KRI’s) and risk appetite measure KRIs (RAM KRI) in partnership with Ops Risk to RBC Enterprise standards and perform periodic KRI refresh
Complete the mapping of key controls to the regulatory risk themes and support Regulatory Compliance with the annual risk questionnaire calculation to develop the regulatory risk assessment for CFT
Work with CAO Client Administrative Services team and Operational Risk to maintain oversight on Operational Risk Events (OREs) – ensuring that the control environment remains effective against live and emerging threats
Deliver the quarterly CASS (CORF) attestation
Deliver monthly CASS Resolution Pack assessment and attestation
Ensure audit activity related to Controls (including CASS risk) is managed by the Client Controls team. This includes the running of the PwC AAF and CORF audits (in partnership with Business Risk Management) including the completion of attestations
Providing clear guidance to CFT to enable them to comply with RBC Brewin Dolphin frameworks and policies such as Conflicts of Interest and Gifts and Hospitality by designing and maintaining procedures and the accountability framework
Build a framework and governance structure for business changes to be considered / impact assessment considered against the control register and updates made to maintain a fit for purpose controls inventory
Representing the CAO in appropriate working groups and proposing ideas / solutions on behalf of Client Controls

What we offer

Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team

Fulltime

!

CASS Director

We are currently looking to recruit a CASS Director to join our Risk Assurance a...

Location

United Kingdom , London

Salary:

Not provided

haysmacintyre

Expiration Date

Until further notice

Requirements

ACA or ACCA qualified (or equivalent)
Responsible individual
Extensive CASS audit experience, including CASS 6, CASS 7 and safeguarding
Exceptional communication skills with the ability to coach and develop a team and actively build a talent pipeline
Strong knowledge of the FCA’s Client Assets Sourcebook and its practical application
Excellent stakeholder and relationship management skills
Strong project management capabilities and experience leading professional teams

Job Responsibility

Overseeing a portfolio of CASS audit engagements
Actively drive the CASS and wider RAAS assurance strategy forward with a view to growing the client base building the team
Mentor and coach junior team members, supporting both technical development and personal growth
Contribute to business development through proposal writing, client workshops, industry seminars, and marketing materials
Develop thought leadership and identify new business opportunities
Keep on top of regulatory developments and opportunities
Oversee and develop a training plan for the wider team
Advise and keep clients abreast of the impact of any regulatory changes or developments

Senior Change Management Business Analyst

Supports Non-Financial Regulatory Reporting project portfolio by planning and ex...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Significant financial services experience, especially in global markets trading and investment banking operations
Proven end to end change management expertise is required (e.g., Requirement elicitation, documentation and sign off, project planning including supporting the identification of Test data, oversight of Test scripts and being an SME for Business Stakeholders and Tech Teams of the change being managed)
Preferable to have experience of raising issues in JIRA and JIRA workflows, Agile and Waterfall project experience, data analysis skills, and ability to understand process/data workflows
Knowledge of capital markets products (cash securities, derivatives)
Expertise in non-financial regulatory reporting (e.g., CASS, DP, CFTC, SEC, EMIR, MiFID II/MiFIR)
Proven experience in successful project implementation and operational process improvement
Experience with cross-functional teams and documenting business/technology requirements and test plans
Consulting, stakeholder management, and conflict resolution skills
Technical understanding of securities processing (product, process, system)
Strong analytical skills for large datasets and proficiency in Microsoft Office, Visio, and Project

Job Responsibility

Gathering requirements, writing requirements, communicating requirements to technology
Support the Change Management Lead in the direct management of multiple regulatory reporting projects
Provide guidance and mentorship to junior team members
Work closely with business functions to execute necessary policy, process, and technology change
Liaise with Business Execution and Transformation teams
Support the governance of program/projects including facilitation of steering committee and working groups
Identify key project risks and escalate accordingly
Ensure that the delivery from the workstreams/projects meets requirements and is to the appropriate quality, on time and within budget

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
A discretional annual performance related bonus
Private medical insurance packages
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to learning and development resources

Fulltime

Regulatory Change Management Lead

We are seeking a highly organized and experienced senior change business analyst...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Significant financial services experience, with a focus on global markets trading and investment banking operations
Demonstrated knowledge of capital markets products, including cash securities, exchange-traded derivatives, and OTC derivative products
Demonstrated knowledge of one or more non-financial regulatory reporting regulations – CASS, DP, CFTC, SEC, CSA, CAT, EMIR, SFTR, MiFID II/MiFIR, etc.
Demonstrated experience in the successful implementation of projects, operational process change and improvement
Experience in working with cross-functional teams including business management, middle office, compliance, legal and technology
Experience in collecting, defining, and documenting business and technology requirements, test plans and other project management artifacts
Experience in consulting with project stakeholders, including the skills to facilitate compromises and resolve conflicting requirements
Strong consulting and stakeholder management skills and the ability to build and foster internal relationships
Knowledge and a technical understanding of securities processing including product, process and system knowledge
Strong analytical skills and the ability to collate and make sense of large amounts of data

Job Responsibility

Support the Change Management Lead in the direct management of multiple regulatory reporting projects, ensuring alignment with strategic objectives and regulatory requirements
provide guidance and mentorship to junior team members, fostering a collaborative and high-performance culture
work closely with business functions (e.g., Operations, Middle Office, Front Office, Technology, Compliance, Legal and Finance) to execute necessary policy, process, and technology change
liaise with Business Execution and Transformation teams on topics relating to program oversight, risk monitoring, financial and administrative reporting
support the governance of program/projects including facilitation of steering committee and working groups
identify key project risks, whether stated or not, and escalate accordingly
ensure that the delivery from the workstreams/projects meets requirements and is to the appropriate quality, on time and within budget

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
a discretional annual performance-related bonus
private medical insurance packages to suit your personal circumstances
employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

BizOps Associate

Business Operations sit at the heart of the major projects within Capital on Tap...

Location

United Kingdom , London

Salary:

Not provided

Capital on Tap

Expiration Date

Until further notice

Requirements

Proven experience working in an E-Money Safeguarding or CASS Treasury function
Experience with various banking products and a strong understanding of the upcoming CASS 15 (Client Asset Sourcebook Chapter 15) requirements
Comfortable diving into manual tasks to build a deep understanding, then leveraging that knowledge to develop solutions using AI and automation
Action-oriented, quick to grasp new concepts, and adept at figuring things out on the fly
Proficient in Excel/Google Sheets
Experience with Snowflake, Looker, or Power BI is a plus

Job Responsibility

Lead the Safeguarding Transition: drive project ideation, delivery, and execution for the company’s biggest compliance challenges, ensuring a smooth transition to the new CASS 15 rules
Design the 'Resolution Pack': work with technical teams to ensure all mandatory documentation and data can be generated accurately within the strict 48-hour regulatory timeline
Own the Audit: manage the relationship with auditors and key internal stakeholders to prepare for the statutory annual safeguarding audit and monthly regulatory reporting
Build the Controls: support the implementation of new controls for record-keeping, reconciliation, and fund identification
Drive Strategic Readiness: get stuck into strategic projects powering regulatory readiness, such as enhancing third-party due diligence frameworks or developing new reconciliation processes
Be the Expert: serve as the subject matter expert for E-Money safeguarding, ensuring our customer funds protection framework adheres fully to the FCA’s new regime

What we offer

Private Healthcare including dental and opticians services through Vitality
Worldwide travel insurance through Vitality
Anniversary Rewards (£250, £500, £750, 4-week fully paid sabbatical)
Salary Sacrifice Pension Scheme up to 7% match
Octopus EV Salary Sacrifice Scheme
28 days holiday (plus bank holidays)
Annual Learning and Wellbeing Budget
Enhanced Parental Leave
Cycle to Work Scheme
Season Ticket Loan

Fulltime

Delegated Authority Claims Team Leader

An excellent opportunity to join a leading Lloyd's Broker as a Team Leader for t...

Location

United Kingdom , London

Salary:

47000.00 - 55000.00 GBP / Year

Lawes Consulting Group

Expiration Date

Until further notice

Requirements

Previous experience in a similar Delegated Authority claims role within the London Market
Strong understanding of DA contracts and processes
Knowledge of CLASS, ECF, IMR, and other London Market systems
Excellent communication and leadership skills
Strong Microsoft Office skills

Job Responsibility

Manage the day-to-day operations of the DA Claims team, including appraisals, development, and performance management
Ensure high professional standards and continual improvement in service delivery
Oversee the preparation and review of bordereaux
Maintain and update financial and claims records
Produce claims and earned-to-incurred statistics, working with other teams as required
Manage and authorise claims payments and liaison with Accounts
Build and maintain strong working relationships with clients, TPAs, insurers, and internal stakeholders
Ensure compliance with company policies, procedures, and FCA regulations including Consumer Duty and CASS
Monitor workloads, service levels, and SLAs across the team to ensure timely delivery
Support training, system testing, and implementation of new enhancements

Fulltime

CASS Manager

haysmacintyre

Location:
United Kingdom , London

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
December 09, 2025

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for CASS Manager

Network Management Controls

IBA Operations Deputy Head – Retail

Client Controls Senior Manager

CASS Director

Senior Change Management Business Analyst

Regulatory Change Management Lead

BizOps Associate

Delegated Authority Claims Team Leader

CASS Manager

haysmacintyre

Location:United Kingdom , London

Category:Finance

Contract Type:Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:December 09, 2025

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for CASS Manager

Network Management Controls

IBA Operations Deputy Head – Retail

Client Controls Senior Manager

CASS Director

Senior Change Management Business Analyst

Regulatory Change Management Lead

BizOps Associate

Delegated Authority Claims Team Leader

Location:
United Kingdom , London

Category:
Finance

Contract Type:
Not provided

Job Posted:
December 09, 2025