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The Business Risk Officer is accountable for management of complex/critical/large professional disciplinary areas. The Wealth Control team fosters a culture of control and customer centricity by leading efforts to identify, anticipate, and mitigate regulatory, reputational, and operational risks.
Job Responsibility:
Review and approve new Investment and Insurance related new products and initiatives
Provide advisory support on development of such products/initiatives from a Controls perspective
Provide advice and address queries relating to Investment and Insurance related control activities
Advise on Escalation and Issue Management for the Client Advisory team
Coordinate and prepare for internal/external audits, compliance and regulatory reviews
Drive and coordinate Fair Dealing updates, metrics, and Insurance/Investment control updates
Follow up on Sales Practice Risk related matters arising from Client Advisory activities
Prepare and coordinate regulatory reporting to the MAS
Coordinate Cross Border Activity Policy related controls implementation and monitoring activities.
Requirements:
At least 8 years of work experience in a control/compliance/audit/investment product role in a financial institution
Strong analytical and problem solving skills
Knowledgeable about financial products, financial advisory, legal and regulatory environment
Experience in Investment or Insurance Sales process, risk & control will be an added advantage
Excellent presentation and communication skills in English, both oral and written
Solid organizational skills including attention to detail and multi-tasking skills
Strong working knowledge of Microsoft Office
Ability to organize and prioritize multiple deliverables while working with minimal supervision in a large, global corporate environment
Resourceful, meticulous and detail oriented
Ability to work independently, interface and execute with a sense of urgency and to deliver on tasks effectively and efficiently within timelines
Effective team player and ability to work with different stakeholders confidently
Broad-minded, capacity to learn, apply knowledge and bring improvement to the organization.
Nice to have:
Experience in Investment or Insurance Sales process, risk & control
Strong analytical and problem solving skills
Excellent presentation and communication skills in English.
What we offer:
Programs and services for physical and mental well-being including telehealth options, health advocates, and confidential counseling
Empowerment to manage financial well-being and plan for the future.
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