Audit Manager

Join a dynamic team as an experienced Audit Manager focusing on regulatory compl...

Location

United States , Philadelphia

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Minimum of 5+ years of experience in internal or external auditing, particularly within the banking or financial services sectors
Comprehensive knowledge of banking regulations, including Dodd-Frank, Basel accords, and other industry standards
Proven expertise in implementing and improving Sarbanes-Oxley frameworks and controls
Strong understanding of banking operations, such as lending, deposits, and compliance programs
Bachelor's degree in Accounting, Finance, Business Administration, or a related field
certifications such as CPA, CIA, or CISA preferred
Proficiency in audit software and data analytics tools to efficiently analyze large datasets
Excellent written and verbal communication skills, with the ability to present findings effectively to senior stakeholders
Strong analytical and problem-solving abilities, with a detail-oriented approach and capacity to work in a fast-paced environment

Job Responsibility

Lead and oversee audits focused on regulatory compliance, Sarbanes-Oxley requirements, and internal control processes within the banking sector
Assess current processes to ensure alignment with regulatory frameworks such as Dodd-Frank, Basel accords, and Federal Reserve guidelines
Identify risks, control gaps, and deficiencies, and propose actionable recommendations to enhance processes and controls
Support Sarbanes-Oxley compliance efforts, including evaluating key controls, conducting walkthroughs, and performing testing and documentation
Prepare detailed audit reports that summarize findings, risks, and recommendations for stakeholders and senior management
Collaborate with departments such as Compliance, Finance, Legal, and IT to provide strategic advice on regulatory changes and their impact
Monitor regulatory developments to maintain audit readiness and compliance with new standards
Offer advisory support to improve governance, risk management, and compliance practices within the organization
Facilitate the resolution of identified issues to ensure timely remediation and compliance
Mentor and train staff on audit methodologies, regulatory requirements, and best practices in compliance

What we offer

Medical insurance
Vision insurance
Dental insurance
Life and disability insurance
401(k) plan

Fulltime

Vice President, Business Risk and Controls officer – Unsecured Lending

The Business Risk and Controls officer is responsible for developing, designing,...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
Ability to identify, measure, and manage key risks and controls
Strong knowledge in the development and execution for controls
Proven experience in control related functions in the financial industry
Proven experience in implementing sustainable solutions and improving processes
Understanding of compliance laws, rules, regulations, and best practices
Understanding of Citi’s Policies, Standards, and Procedures
Strong analytical skills to evaluate complex risk and control activities and processes
Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level
Strong problem-solving and decision-making skills

Job Responsibility

Support the design and development of Citi's comprehensive controls program for unsecured products
Support assessment of the effectiveness of existing controls, identifying areas for improvement, and helping to implement necessary changes for unsecured lending business
Continually drive and manage controls enhancements focused on increasing efficiency and reducing risk
Coordinate with key stakeholders and relevant process owners to drive management decisions aimed at maintaining operations within the firm’s Risk Appetite
Support the assessment for the business/function risk appetite in line with changes in the business environment, regulatory requirements, and strategic objectives
Collaborate with key stakeholders to assess potential risks and develop risk mitigation activities for unsecured lending products to define the acceptable level of risk across various areas of operation
Partner with business and related functions in the coordination of regulatory change management process
Drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies
Collaborate with business and functions to understand the control processes and identify potential areas for improvement
Stay updated on regulatory changes and industry best practices related to control management and ensure the controls program aligns with these standards

Fulltime

Compliance Auditor

We are currently sourcing for an Auditor to support a regional bank in the great...

Location

United States , Waltham, MA

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelors degree in a business related field, preferably Accounting, Finance, Information Systems, or Audit
Minimum of 3+ years of related experience in an audit firm and/or organization
bank experience a plus
Knowledge of and/or experience with general IT controls preferred
Basic understanding of bank operations
Strong working knowledge of Windows – Word, Excel, etc. and the ability to learn new digital platforms
Strong statistical analysis skills
Excellent verbal and written communication and interpersonal skills
Ability to organize and prioritize work assignments and projects
Ability to travel freely among all banking locations

Job Responsibility

Perform segments of financial, operational, compliance and follow-up audits of all bank operations, including retail banking, deposit operations, lending, pension trust, information systems and accounting, as well as any Bank subsidiaries or affiliates
Analyze and document process flows (i.e. flow charts, narratives and matrixes), to assist in the identification of control deficiencies as well to assist in the development of test plans
Perform analysis of controls, identifying areas of exposure, and recommend changes in procedures/processing to reduce risk, with limited supervision
Assist in developing and maintaining audit engagement planning, audit objectives and programs for activities under review
Prepare audit work papers and documentation detailing work performed in a clear and concise format
Report results of audit work performed to Internal Audit Management and prepare audit reports comment sheets as necessary
Verify compliance to key controls by inquiry, observation, or examination of documents
Manage the completion of assigned audit tasks within budgeted time frames allocated
Establish and maintain effective working relationships with all employees and customers
Perform additional duties as required

What we offer

Medical, vision, dental, and life and disability insurance
Eligibility to enroll in company 401(k) plan

Fulltime

Loan Operations Manager

Loan Documentation & Processing Sr Manager. Are you looking for a career move th...

Location

Poland , Warsaw

Salary:

241750.00 - 411650.00 PLN / Year

Citi

Expiration Date

Until further notice

Requirements

Active listening, providing clear instructions, giving constructive feedback, and ensuring transparency
Understanding of Loan Processes, Procedures, Products and Services with focus on fees related process
Inspiring and motivating teams, leading by example, fostering trust, and aligning people with organizational goals.
Knowledge and/or previous experience with Loan IQ will be an advantage
General awareness of managing, preparing, and reviewing loan documentation with focus on fees process
Adequate ability to identify, mitigate, manage, resolve, and escalate risks and issues
The jobholder will need to be flexible and able to deal with the ongoing changing needs of the Business in a positive way
Requires advanced analytical skills to filter, prioritize and validate potentially complex material from multiple projects, thereby defining problems and developing solutions
3+ years of managerial experience in Lending Operations or Investment Operations

Job Responsibility

Managing the day to day responsibilities of a team of 10+ employees within Loan Servicing-Fees team
Setting clear expectations and consistently providing information, resources, feedback, coaching and recognition that helps employees improve their performance
This role will manage loan fees events accounting and booking
General Ledger entries processing while providing support to a variety of tasks related to the loan process
Has responsibility for volume, quality, timeliness and delivery of complex deliverables often related, but not limited to accurate accounting of fees related items
Provide subject matter expertise to business-driven initiatives, internal partners, leadership or projects related to operations as necessary
Developing necessary process improvements, communications and effective working relationships that establish accountability and positively impact Lending Operations and business partners
Ensure procedures are adequate to ensure compliance with applicable regulatory, audit and risk management requirements & policies
Be responsible for project management updates for all Lending work streams within the program

What we offer

Paid Parental Leave Program (maternity and paternity leave)
A supportive workplace for professionals returning to the office from childcare leave
Award-winning pension plan, multisport, holiday allowance
Private Medical Care Program, Group Life Insurance
Consideration for annual discretionary bonus
Employee Assistance Program
Access to a wide variety of learning and development programs, online course libraries and upskilling platforms, such as Udemy and Degreed
Flexible work arrangements to support you in managing work - life balance
Career progression opportunities across geographies and business lines
Mentoring Programs

Fulltime

Digital Banking Officer

Confidentially working with a seasoned financial services leader who launched a ...

Location

United States

Salary:

140000.00 USD / Year

Adams, Inc.

Expiration Date

Until further notice

Requirements

Experience building a digital bank from the ground up
Experience managing relationships with regulators
Experience with Experian, Equifax, and TransUnion
Experience overseeing indirect lending operations through OCC and internal audits
Experience leading teams of Partner Account Executives

Job Responsibility

Build a digital bank from the ground up
Keep regulators happy
Secure key strategic partnerships
Drive originations through consumer lending programs
Streamline partner coordination

Fulltime

New

Loan Doc & Proc Analyst Officer

The Loan Doc & Proc Analyst 2 is a developing professional role. Applies special...

Location

India , Pune

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

4-5 years of progressive experience in roles involving operations, internal controls, audit, compliance, or system enhancement projects within a complex organizational environment, preferably in the financial services sector
Elementary level knowledge of Business Processes, Systems and Tools used in the Loan Process
Experience in Regulatory Reporting & Audit management is preferred
Deep expertise in performing and overseeing various complex reconciliations
Experience in Loan processing
Direct experience in contributing to process change initiatives, particularly those related to regulatory in nature, process improvements, automations or system implementations
Demonstrate understanding of Loan Processes, Procedures, Products and Services
Basic awareness of managing, preparing, and reviewing loan documentation
Able to identify, mitigate, manage, resolve, and escalate risks and issues
Awareness of risk types, policies and control measures and processes

Job Responsibility

Provide comprehensive support & manage all types of audits, ensuring compliance with internal and external requirements
facilitate regulatory reporting processes, maintaining accuracy and adherence to all applicable regulations for Lending Operations process
Manage the generation and distribution of internal Management Information Systems (MIS) reports, ensuring timely and insightful data for decision-making towards Corporate Loans
Lead and contribute to change management initiatives, focusing on smooth transitions and successful adoption of new processes or systems
Drive and participate in automation and system enhancement projects, identifying opportunities for efficiency and implementing solutions
Perform and oversee various types of reconciliations to maintain data integrity and accuracy across systems and reports
Activities will include independently processing and closing loans within a complex loan operations environment
Supports an expansive and/or diverse array of products (risk and control) /services
Follows established procedures to identify and resolve problems related to loan processing activities that require investigation or research
Make recommendations to management to support process improvement

Fulltime

Legal and Business Operations Lead

Prism is hiring a Legal and Business Operations Lead to systematize and build op...

Location

United States , San Diego; New York City

Salary:

100000.00 - 120000.00 USD / Year

Prism Data

Expiration Date

Until further notice

Requirements

5+ years of experience in designing, implementing, and managing systems in legal, GRC, business operations, or a related discipline within fintechs, data analytics SaaS providers, or regulated financial services
Strong familiarity with AI, automation, and workflow tools, documentation and tracking systems, CLM tools, and operational dashboards
Excellent program management and cross-functional communication skills
ability to translate technical legal and regulatory requirements into clear, documented, and reliable systems
Strong analytical, systems-oriented thinking with a high bar for accuracy, clarity, and repeatability

Job Responsibility

Identify, build, and manage systems that increase throughput, reduce manual effort, and strengthen tracking and data analysis using AI, automation, and other tools
Build and manage operations for: Contract lifecycle management
Monitoring of legal and regulatory developments, including relating to open banking, fair lending, the FCRA, the GLBA, and other applicable data privacy frameworks
External relationship management with lawmakers, regulators, industry groups, and other stakeholders
Regulatory compliance for Prism’s data processing and analytics business, including managing policies, procedures, process execution, monitoring, and issue management
Ensure workflows are well-documented, repeatable, and auditable, with clear roles, escalation paths, and SLAs
Build dashboards, metrics, and reporting to monitor performance
Support People/HR operations
Assist with company-wide meetings, onsites, and other events and operational rhythms
Help with facilities management, including scoping, obtaining, and managing office spaces

What we offer

medical
dental
vision
401(k)
equity-based compensation

Fulltime

Vice President of Finance

This role provides comprehensive financial leadership across the company’s inter...

Location

United States , Vista

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor’s degree in Finance, Accounting, Economics, or a related field is required
MBA or professional certifications such as CPA, CFA, or CMA are strongly preferred
15+ years of progressive financial experience, including demonstrated success in treasury, banking, and M& A leadership
Proven track record of leading financial operations in global companies, particularly in manufacturing and distribution industries
Solid understanding of international financial compliance, including GAAP, IFRS, cross-border tax, and transfer pricing
Expertise in managing global treasury operations and cash flow management across multiple currencies
Significant experience with all stages of M& A processes, including due diligence, valuation, deal structuring, and integration
Proficiency in financial systems/platforms (e.g., SAP, Oracle, or comparable ERP systems)
Strong leadership capabilities with demonstrated experience building and leading cross-functional, multinational teams
Ability to clearly communicate financial strategies and results to non-financial stakeholders, including executive teams and the Board of Directors

Job Responsibility

Formulate and execute strategic financial initiatives that align with the company’s global vision and long-term objectives
Serve as the financial advisor to the CEO, President, and executive leadership team, ensuring data-driven decisions that maximize profitability and mitigate risk
Oversee financial planning, forecasting, and budgeting processes, including identifying opportunities to optimize operations and reduce costs
Oversee treasury management, including cash flow optimization, liquidity planning, and vendor payment processes
Serve as the point of contact for global banking relationships, ensuring favorable terms and optimizing credit, lending, and debt agreements
Implement FX hedging strategies and other financial tools to mitigate currency exchange risks across international operations
Lead the financial evaluation of M& A opportunities, including valuation modeling, synergies forecasting, and integration planning
Conduct thorough due diligence and risk assessment for potential acquisitions or partnerships
Support post-merger planning and execution, ensuring financial alignment throughout the integration process
Manage financial operations across Asia and the U.S., ensuring compliance with local and international regulations, including tax laws, GAAP, and IFRS

What we offer

medical, vision, dental, and life and disability insurance
eligible to enroll in our company 401(k) plan

Fulltime

Audit Manager - Lending Operations

Citi

Location:
Canada , Mississauga

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
April 30, 2025

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